Shinhan Daiwa Brokerage has built an efficient compliance system and puts the accent on conformity with all the relevant laws, regulations, and directives in all Group businesses and divisions.
The conformation with the laws is an essential management practice for us, and our developed Code of Ethics describes the basic scheme on compliance.
Every year, the administration and staff of our Group commit to adhering to the principles mentioned in the code. Additionally, we set up Shinhan Daiwa Brokerage Founding Principles, which fully describes our philosophy.
We hold an Annual Corporate Ethics Day, which is a special day for our management team and workers to demonstrate once again our company culture and values derived from the standards of our founder.
Our company makes an effort to restrict money transfers with anti-social purposes and to reduce money laundering. In addition to this, we have created special recommendations in connection with presents and entertainment of public authorities and private sector entities.